There are three candidates for one of the small firm seats on the FINRA Board of Directors, and they are taking aim at FINRA.
I have written about FINRA's unfair, or uneven, policies where small firms are treated more harshly than larger firms, and it is clearly a problem. Adding three small firm seats to the board did not help, but maybe this spotlight on FINRA will be a move in the right direction.
There is more at InvestmentNews.com...
FINRA Targeting Small Firms and Individual Brokers?
![](http://img.zemanta.com/pixy.gif?x-id=7a1233d2-a9fe-891d-a46f-917258bc0ff1)
I have written about FINRA's unfair, or uneven, policies where small firms are treated more harshly than larger firms, and it is clearly a problem. Adding three small firm seats to the board did not help, but maybe this spotlight on FINRA will be a move in the right direction.
There is more at InvestmentNews.com...
FINRA Targeting Small Firms and Individual Brokers?
![](http://img.zemanta.com/pixy.gif?x-id=7a1233d2-a9fe-891d-a46f-917258bc0ff1)
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